WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

Date authorised
1 April 2013
Companies House
00934528
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044
    Web
    https://www.fundsolutions.net

  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Limited to packaged product administration activities.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to packaged product administration activities.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Geoffrey Bond

    IRN AGB00021

    • (116)[FCA CF] Significant management (21 Dec 2020 to 10 Sep 2021)
  • Alex ODriscoll

    IRN AXO00102

    • (60)[FCA CF] Functions requiring qualifications (15 Jan 2021 to 31 Oct 2021)
  • Andrew George Parker

    IRN AGP01076

    • (33)CF1 Director (14 Mar 2014 to 15 Sep 2017)
  • Andrew Richard Lelliott

    IRN ARL01102

    • (137)SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
    • (138)SMF1 Chief Executive (9 Dec 2019 to 25 Nov 2022)
    • (139)CF3 Chief Executive (29 May 2019 to 8 Dec 2019)
    • (140)CF1 Director (6 Jul 2018 to 8 Dec 2019)
  • Anthony O'Keeffe

    IRN AXO01374

    • (23)CF1 Director (6 Oct 2011 to 30 Sep 2019)
  • Belinda Brown

    IRN BXB00129

    • (38)[FCA CF] Manager of certification employee (1 Jan 2025 to 2 Sep 2025)
    • (39)[FCA CF] Functions requiring qualifications (23 Nov 2020 to 2 Sep 2025)
  • Ben White

    IRN BXW00149

    • (74)[FCA CF] Manager of certification employee (28 Oct 2024 to 2 Sep 2025)
    • (75)[FCA CF] Significant management (19 Dec 2020 to 2 Sep 2025)
  • Benjamin Hammond

    IRN BXH01574

    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (120)SMF9 Chair of the Governing Body (7 Nov 2022 to 30 Jun 2025)
    • (122)CF1 Director (12 Oct 2015 to 8 Dec 2019)
    • (121)CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
  • Bernard William Eighteen

    IRN BWE01002

    • (3)CF1 Director (1 Dec 2001 to 1 Mar 2002)
    • (2)CF8 Apportionment and Oversight (1 Dec 2001 to 1 Mar 2002)
  • Brian Primrose

    IRN BXP01226

    • (107)CF1 Director (9 Nov 2004 to 31 May 2006)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (75)[FCA CF] Significant management

  2. controlled function added: (74)[FCA CF] Manager of certification employee

  3. controlled function added: (73)[FCA CF] Functions requiring qualifications

  4. controlled function added: (72)[FCA CF] Functions requiring qualifications

  5. controlled function added: (71)Director of firm who is not a certification employee or a SMF manager

  6. controlled function added: (70)[FCA CF] Client dealing

  7. controlled function added: (69)[FCA CF] Functions requiring qualifications

  8. controlled function added: (68)[FCA CF] Significant management

  9. controlled function added: (67)[FCA CF] Functions requiring qualifications

  10. controlled function added: (66)[FCA CF] Manager of certification employee

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