Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (137)SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
    • (138)SMF1 Chief Executive (9 Dec 2019 to 25 Nov 2022)
    • (139)CF3 Chief Executive (29 May 2019 to 8 Dec 2019)
    • (140)CF1 Director (6 Jul 2018 to 8 Dec 2019)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • SMF1 Chief Executive (9 Dec 2019 to 25 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
    • Responsible for Insurance Distribution (2 Jul 2019 to 25 Nov 2022)
    • CF1 Director (29 May 2019 to 8 Dec 2019)
    • CF3 Chief Executive (29 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (137)SMF3 Executive Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (138)SMF1 Chief Executive at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  3. controlled function added: (139)CF3 Chief Executive at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  4. controlled function added: (140)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED