WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

Date authorised
1 April 2013
Companies House
00934528
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044
    Web
    https://www.fundsolutions.net

  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Limited to packaged product administration activities.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to packaged product administration activities.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Wheeler

    IRN NXW00381

    • (1)SMF9 Chair of the Governing Body (since 1 Jul 2025)
    • (88)Director of firm who is not a certification employee or a SMF manager (27 Mar 2025 to 1 Jul 2025)
  • Nicola Michelle Thornton

    IRN NXT00084

    • (86)[FCA CF] Functions requiring qualifications (23 Nov 2020 to 24 Sep 2021)
  • Nicolas Norman Bedford

    IRN NNB01005

    • (19)CF1 Director (22 Jul 2011 to 31 May 2012)
  • Nigel Mudd

    IRN NXM00200

    • (5)SMF1 Chief Executive (since 3 Jul 2024)
    • (4)SMF3 Executive Director (since 1 Mar 2022)
    • (119)[FCA CF] Significant management (9 Dec 2019 to 1 Mar 2022)
    • (117)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2022)
    • (118)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2025)
  • Nigel Stephen Boyling

    IRN NSB01030

    • (103)CF1 Director (7 Feb 2011 to 13 Jan 2016)
  • Olga Davies

    IRN OXD26341

    • (84)[FCA CF] Significant management (10 Dec 2020 to 31 Jul 2022)
  • Oliver Arthur Wynlayne Lodge

    IRN OAL01007

    • (25)CF10 Compliance Oversight (26 May 2005 to 7 Nov 2005)
  • Paul Lambert

    IRN PXL00161

    • (63)[FCA CF] Functions requiring qualifications (15 Jan 2021 to 2 Sep 2025)
    • (62)[FCA CF] Manager of certification employee (15 Jan 2021 to 2 Sep 2025)
  • Paul Martin Gardiner

    IRN PMG01123

    • (96)CF1 Director (6 Nov 2017 to 9 Dec 2019)
  • Paul Richard Martin Pindar

    IRN PRP01035

    • (89)CF1 Director (29 Jul 2002 to 1 May 2003)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (5)SMF1 Chief Executive

  2. controlled function added: (4)SMF3 Executive Director

  3. controlled function added: (3)SMF16 Compliance Oversight

  4. controlled function added: (2)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (1)SMF9 Chair of the Governing Body

  6. controlled function added: (140)CF1 Director

  7. controlled function added: (139)CF3 Chief Executive

  8. controlled function added: (138)SMF1 Chief Executive

  9. controlled function added: (137)SMF3 Executive Director

  10. controlled function added: (136)CF1 Director

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