Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Link Fund Solutions Limited
FRN 119197
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2025)
- SMF16 Compliance Oversight (since 30 Jun 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (7 Feb 2011 to 8 Dec 2019)
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- (103)CF1 Director (7 Feb 2011 to 13 Jan 2016)
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- CF1 Director (7 Feb 2011 to 16 Sep 2019)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 31 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (103)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED