Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (4 Oct 2012 to 19 Dec 2012)
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- CF10 Compliance Oversight (26 May 2005 to 7 Nov 2005)
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- (25)CF10 Compliance Oversight (26 May 2005 to 7 Nov 2005)
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- CF2 Non Executive Director (14 Jan 2005 to 18 Feb 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (25)CF10 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED