Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Book Asset Management LLP
FRN 914046
- [FCA CF] Client dealing (since 1 Apr 2020)
- SMF27 Partner (since 1 Apr 2020)
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- CF1 Director (21 Jul 2011 to 28 Feb 2014)
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- CF1 Director (21 Jul 2011 to 1 Mar 2014)
- CF1 Director (AR) (29 Mar 2005 to 1 Mar 2014)
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- CF1 Director (21 Jul 2011 to 28 Feb 2014)
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- CF1 Director (21 Jul 2011 to 28 Feb 2014)
- CF2 Non Executive Director (1 Dec 2001 to 1 May 2003)
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- Employed By (29 Mar 2005 to 1 Mar 2014)
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- (89)CF1 Director (29 Jul 2002 to 1 May 2003)
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- CF1 Director (1 Dec 2001 to 24 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (89)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED