Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Waystone Financial Investments Limited
FRN 169586
- Director of firm who is not a certification employee or a SMF manager (since 23 Sep 2025)
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- (1)SMF9 Chair of the Governing Body (since 1 Jul 2025)
- (88)Director of firm who is not a certification employee or a SMF manager (27 Mar 2025 to 1 Jul 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF9 Chair of the Governing Body at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (88)Director of firm who is not a certification employee or a SMF manager at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (1)SMF9 Chair of the Governing Body at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED