Waystone Financial Investments Limited

Date authorised
1 April 2013
Companies House
02823982
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044
    Web
    https://www.fundsolutions.net

  • Complaints Contact

    3rd Floor
    Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Godfrey Warburton

    IRN CGW01018

    • CF11 Money Laundering Reporting (22 Aug 2005 to 29 Aug 2006)
    • CF10 Compliance Oversight (15 Jun 2005 to 29 Aug 2006)
  • Clive Smith

    IRN CXS01631

    • CF28 Systems and controls (10 Aug 2016 to 3 Nov 2017)
    • CF1 Director (12 May 2015 to 3 Nov 2017)
  • David Brian Page

    IRN DBP01034

    • CF1 Director (13 Aug 2007 to 9 Nov 2007)
  • David Hadley Edwards

    IRN DHE01015

    • CF1 Director (26 Aug 2011 to 31 Jul 2012)
  • David John Mulqueeny Lowe

    IRN DJL01094

    • CF27 Investment Management (1 Dec 2001 to 31 Jan 2002)
  • David Retberg

    IRN DXR00231

    • [FCA CF] Significant management (since 6 May 2020)
    • [FCA CF] Material risk taker (since 6 May 2020)
  • David Vernon Howell

    IRN DVH01009

    • CF3 Chief Executive (1 Dec 2001 to 31 Jan 2002)
    • CF1 Director (1 Dec 2001 to 31 Jan 2002)
  • Denise Coughlan

    IRN DXC00734

    • Director of firm who is not a certification employee or a SMF manager (9 Oct 2023 to 30 Sep 2025)
  • Denise Jones

    IRN DXJ00126

    • [FCA CF] Significant management (10 Dec 2020 to 14 Feb 2023)
    • [FCA CF] Material risk taker (10 Dec 2020 to 14 Feb 2023)
  • Diane Cotton

    IRN DXC02188

    • CF28 Systems and controls (8 May 2015 to 31 Jan 2016)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.