Clive Godfrey Warburton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 472929

    • CF2 Non Executive Director (20 Dec 2012 to 21 Mar 2014)
    • CF11 Money Laundering Reporting (1 Aug 2008 to 14 Dec 2012)
    • CF10 Compliance Oversight (1 Aug 2008 to 30 Nov 2012)
    • CF1 Director (1 Aug 2008 to 14 Dec 2012)
  • Exeter Friendly Society Limited (no longer approved here)

    FRN 205309

    • CF11 Money Laundering Reporting (8 Sep 2009 to 1 Jun 2018)
    • CF10 Compliance Oversight (8 Sep 2009 to 1 Jun 2018)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • CF11 Money Laundering Reporting (22 Aug 2005 to 29 Aug 2006)
    • CF10 Compliance Oversight (15 Jun 2005 to 29 Aug 2006)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF11 Money Laundering Reporting (22 Aug 2005 to 30 Aug 2007)
    • CF10 Compliance Oversight (15 Jun 2005 to 30 Aug 2007)
  • EQUITABLE LIFE ASSURANCE SOCIETY,(THE) (no longer approved here)

    FRN 110340

    • CF10 Compliance Oversight (1 Dec 2001 to 7 Jun 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Jun 2002)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • CF2 Non Executive Director (1 Dec 2001 to 8 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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