Waystone Financial Investments Limited

• Principal Place of Business

  3rd Floor, Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

  Web

  https://www.fundsolutions.net

• Complaints Contact

  3rd Floor

  Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan James Langlands Abbot

  IRN DJA01129

  • CF10 Compliance Oversight (26 Aug 2004 to 8 Jun 2005)
  • CF1 Director (26 Aug 2004 to 29 Aug 2006)
• Duncan Robert Lowman

  IRN DXL00188

  • [FCA CF] Material risk taker (10 Dec 2020 to 26 Jul 2021)
  • [FCA CF] Significant management (10 Dec 2020 to 26 Jul 2021)
• Elizabeth Monika Digby-Johns

  IRN EMD01033

  • CF1 Director (28 Oct 2005 to 31 Dec 2006)
• Fouzia Hafeez

  IRN FXH00080

  • [FCA CF] Significant management (2 Nov 2021 to 11 Aug 2022)
  • [FCA CF] Material risk taker (2 Nov 2021 to 11 Aug 2022)
• Fraser Jeremy Austin Clark

  IRN FJC01014

  • CF1 Director (29 Aug 2006 to 1 Aug 2007)
• Gavin Renno

  IRN GMR01033

  • CF27 Investment Management (1 Dec 2001 to 31 Jan 2002)
• Glen Billane

  IRN GXB00651

  • [FCA CF] Client dealing (since 3 Apr 2025)
  • [FCA CF] Significant management (since 3 Apr 2025)
  • [FCA CF] Material risk taker (since 3 Apr 2025)
  • [FCA CF] Manager of certification employee (since 3 Apr 2025)
• Gordon David Thomson

  IRN GDT01009

  • SMF3 Executive Director (since 9 Sep 2022)
• Gordon Mark Hurst

  IRN GMH01069

  • CF1 Director (21 Jul 2011 to 27 Feb 2015)
• Graham Paul Smith

  IRN GPS01120

  • CF28 Systems and controls (26 Aug 2011 to 11 Oct 2013)

No changes recorded yet.