Waystone Financial Investments Limited

• Principal Place of Business

  3rd Floor, Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

  Web

  https://www.fundsolutions.net

• Complaints Contact

  3rd Floor

  Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Howard Alan Montagu

  IRN HAM01038

  • CF1 Director (14 Jul 2011 to 3 Feb 2013)
• Ian Carron

  IRN IXC00082

  • [FCA CF] Material risk taker (10 Dec 2020 to 1 Apr 2022)
  • [FCA CF] Significant management (10 Dec 2020 to 1 Apr 2022)
• Jacqueline Elizabeth Millan

  IRN JEM01155

  • CF10a CASS Oversight function (19 Feb 2014 to 21 Oct 2015)
  • CF1 Director (19 Dec 2007 to 9 Dec 2019)
  • CF28 Systems and controls (19 Dec 2007 to 21 Oct 2015)
• James Atkinson

  IRN JXA00227

  • [FCA CF] Material risk taker (since 23 Nov 2020)
• Jean-Paul Lim

  IRN JXL01454

  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Apr 2020)
  • CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
• Jodie Tennant

  IRN JXT00739

  • [FCA CF] Significant management (28 Oct 2024 to 9 May 2025)
  • [FCA CF] Material risk taker (28 Oct 2024 to 9 May 2025)
• John Gerard Wynne

  IRN JGW01035

  • CF10 Compliance Oversight (1 Dec 2001 to 16 Aug 2004)
  • CF1 Director (1 Dec 2001 to 22 Oct 2004)
• John Menzies McMurtrie

  IRN JMM01443

  • CF1 Director (7 Nov 2017 to 9 Dec 2019)
• John Stewart Reynolds

  IRN JSR01039

  • CF30 Customer (18 May 2009 to 1 Sep 2010)
• John William O'Donnell

  IRN JWO01008

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Dec 2020)
  • CF11 Money Laundering Reporting (29 Aug 2006 to 8 Dec 2019)

No changes recorded yet.