Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (17 Aug 2016 to 9 Dec 2019)
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- CF1 Director (17 Aug 2016 to 9 Dec 2019)
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- CF1 Director (17 Aug 2016 to 9 Dec 2019)
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- CF10a CASS Oversight function (19 Feb 2014 to 21 Oct 2015)
- CF28 Systems and controls (19 Dec 2007 to 21 Oct 2015)
- CF1 Director (19 Dec 2007 to 9 Dec 2019)
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- CF10a CASS Oversight function (1 Oct 2011 to 21 Oct 2015)
- CF28 Systems and controls (19 Dec 2007 to 21 Oct 2015)
- CF1 Director (19 Dec 2007 to 9 Dec 2019)
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- (32)CF1 Director (19 Dec 2007 to 9 Dec 2019)
- (31)CF28 Systems and controls (19 Dec 2007 to 21 Oct 2015)
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- CF21 Investment Adviser (15 May 2002 to 20 Aug 2005)
- CF22 Investment Adviser (Trainee) (11 Feb 2002 to 15 May 2002)
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- Employed By (15 Feb 2002 to 20 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (31)CF28 Systems and controls at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (32)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED