Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (6 Nov 2015 to 30 Jun 2016)
- CF11 Money Laundering Reporting (6 Nov 2015 to 30 Jun 2016)
- CF10 Compliance Oversight (6 Nov 2015 to 30 Jun 2016)
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- CF10 Compliance Oversight (10 Mar 2005 to 8 Jun 2005)
- CF1 Director (11 Feb 2005 to 31 Mar 2009)
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- CF1 Director (26 Aug 2004 to 29 Aug 2006)
- CF10 Compliance Oversight (26 Aug 2004 to 8 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.