Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gresham House Asset Management Limited (no longer approved here)

    FRN 682776

    • CF1 Director (6 Nov 2015 to 30 Jun 2016)
    • CF11 Money Laundering Reporting (6 Nov 2015 to 30 Jun 2016)
    • CF10 Compliance Oversight (6 Nov 2015 to 30 Jun 2016)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF10 Compliance Oversight (10 Mar 2005 to 8 Jun 2005)
    • CF1 Director (11 Feb 2005 to 31 Mar 2009)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • CF1 Director (26 Aug 2004 to 29 Aug 2006)
    • CF10 Compliance Oversight (26 Aug 2004 to 8 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.