Vision Independent Financial Planning Ltd

Date authorised
1 April 2013
Companies House
06650476
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904
    Web
    https://www.visionifp.co.uk

  • Complaints Contact

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with advice on Investments (including Pensions)
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart Rossiter

    IRN SWR01043

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Mar 2019)
    • CF1 Director (AR) (since 5 Mar 2019)
  • Surinder Kumar Sidhu

    IRN SXS00009

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 4 Feb 2022)
    • CF1 Director (AR) (since 4 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (since 4 Feb 2022)
  • Tarquin Howard-Jones

    IRN TSH01039

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2022)
    • CF1 Director (AR) (26 Nov 2013 to 1 May 2022)
    • CF30 Customer (26 Nov 2013 to 1 May 2022)
  • Thomas Hoban

    IRN TXH00293

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (since 19 Jul 2022)
  • Thomas James Spear

    IRN TJS01143

    • CF1 Director (AR) (1 May 2017 to 26 May 2020)
    • CF30 Customer (1 May 2017 to 26 May 2020)
  • Thomas William Hearnden

    IRN TWH00003

    • CF1 Director (AR) (1 May 2013 to 31 Dec 2020)
    • CF30 Customer (1 May 2013 to 31 Dec 2020)
  • Tomas David Whillier

    IRN TDW00004

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 25 Oct 2022)
    • CF30 Customer (since 25 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (since 25 Oct 2022)
    • [FCA CF] Functions requiring qualifications (24 Oct 2022 to 25 Oct 2022)
    • [FCA CF] Client dealing (24 Oct 2022 to 25 Oct 2022)
  • Tony Locke

    IRN TML00005

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (12 May 2016 to 30 Apr 2024)
    • CF1 Director (AR) (12 May 2016 to 30 Apr 2024)
  • Trevor Turner

    IRN TXT01166

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2022)
    • CF1 Director (AR) (2 Jan 2019 to 31 Aug 2022)
    • CF30 Customer (2 Jan 2019 to 31 Aug 2022)
  • Victoria Joy Toan

    IRN VJB00006

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 19 Feb 2018)
    • CF1 Director (AR) (since 19 Feb 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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