Surinder Kumar Sidhu

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Feb 2022)
    • CF1 Director (AR) (since 4 Feb 2022)
    • CF30 Customer (since 4 Feb 2022)
  • SKS Wealth Management Limited

    FRN 968846

    • (1)Employed By (since 4 Feb 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 4 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (21 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (12 Jun 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (27 May 2011 to 21 Aug 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (14 Jan 2011 to 31 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.