Thomas William Hearnden

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Edenhurst Limited

    FRN 924928

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • SMF16 Compliance Oversight (since 31 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Dec 2020)
    • SMF3 Executive Director (since 31 Dec 2020)
    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • Responsible for Insurance Distribution (since 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2020)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF30 Customer (1 May 2013 to 31 Dec 2020)
    • CF1 Director (AR) (1 May 2013 to 31 Dec 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 3 Apr 2013)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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