Thomas James Spear

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 May 2020)
    • [FCA CF] Functions requiring qualifications (since 13 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 13 May 2020)
    • CF1 Director (AR) (since 3 Apr 2020)
    • CF30 Customer (since 3 Apr 2020)
    • [PRA CF] Key function holder (13 May 2020 to 14 May 2020)
  • Bridgewood Independent Financial Advice Ltd

    FRN 923322

    • Employed By (since 3 Apr 2020)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (1 May 2017 to 26 May 2020)
    • CF30 Customer (1 May 2017 to 26 May 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Apr 2008 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.