Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 12 Feb 2026)
    • CF30 Customer (since 12 Feb 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 5 Mar 2019)
    • CF30 Customer (since 5 Mar 2019)
    • (1)Employed By (since 5 Mar 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (1 Nov 2017 to 25 Mar 2019)
    • CF30 Customer (25 Feb 2011 to 22 May 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (17 Mar 2008 to 17 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.