Tony Locke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vision Independent Financial Planning Ltd (no longer approved here)
FRN 487395
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2024)
- CF30 Customer (12 May 2016 to 30 Apr 2024)
- CF1 Director (AR) (12 May 2016 to 30 Apr 2024)
Origen Financial Services Limited (no longer approved here)
FRN 192666
- CF30 Customer (7 Apr 2009 to 15 Feb 2012)
Whitings Wealth Management Limited (no longer approved here)
FRN 435190
- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF24 Pension Transfer Specialist (3 Oct 2005 to 31 Oct 2007)
- CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.