VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ryan Barrows

    IRN RXB02349

    • CF29 Significant management (13 Nov 2014 to 1 Nov 2017)
  • Ryan Edward Ludt

    IRN RXL00039

    • [FCA CF] Significant management (13 May 2021 to 26 Jan 2024)
    • [FCA CF] Material risk taker (13 May 2021 to 26 Jan 2024)
    • [FCA CF] Manager of certification employee (13 May 2021 to 26 Jan 2024)
  • Ryan John McCormack

    IRN RXM00851

    • [FCA CF] Functions requiring qualifications (26 Jun 2023 to 10 Mar 2026)
  • Sarah Kathleen Briscoe

    IRN SKB01073

    • CF30 Customer (19 Aug 2009 to 1 Feb 2011)
  • Sarah Nelle Finnegan

    IRN SXF00125

    • [FCA CF] Material risk taker (since 16 Jan 2025)
    • [FCA CF] Significant management (since 16 Jan 2025)
  • Sarang Kulkarni

    IRN SXK01284

    • [FCA CF] Material risk taker (since 23 Dec 2020)
  • Sean Hagerty

    IRN SXH02838

    • SMF1 Chief Executive (9 Dec 2019 to 9 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2022)
    • CF3 Chief Executive (16 Jan 2017 to 8 Dec 2019)
    • CF1 Director (16 Jan 2017 to 8 Dec 2019)
  • Sean Robert Kennedy

    IRN SXK00249

    • [FCA CF] Manager of certification employee (21 Dec 2020 to 23 Apr 2023)
    • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 23 Apr 2023)
    • [FCA CF] Significant management (21 Dec 2020 to 23 Apr 2023)
  • Sharon McDiarmid

    IRN SXM18715

    • [FCA CF] Material risk taker (28 Jan 2021 to 28 Jun 2024)
    • [FCA CF] Significant management (28 Jan 2021 to 28 Jun 2024)
    • [FCA CF] Manager of certification employee (28 Jan 2021 to 28 Jun 2024)
  • Simon Vanstone

    IRN SXV01035

    • CF29 Significant management (1 Feb 2012 to 17 Sep 2014)
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Recent activity

Updates to this firm's record on the FCA register.

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