Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • SMF1 Chief Executive (9 Dec 2019 to 9 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2022)
    • CF3 Chief Executive (16 Jan 2017 to 8 Dec 2019)
    • CF1 Director (16 Jan 2017 to 8 Dec 2019)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF1 Chief Executive (9 Dec 2019 to 9 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Jul 2024)
    • CF1 Director (16 Jan 2017 to 8 Dec 2019)
    • CF3 Chief Executive (16 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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