Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF18 Other Overall Responsibility (29 Jun 2023 to 18 Jan 2024)
    • SMF3 Executive Director (10 Sep 2021 to 29 Jun 2023)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Manager of certification employee (13 May 2021 to 26 Jan 2024)
    • [FCA CF] Material risk taker (13 May 2021 to 26 Jan 2024)
    • [FCA CF] Significant management (13 May 2021 to 26 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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