VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Cooper

    IRN SXC00453

    • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 1 Mar 2021)
  • Stephen Paul Mitchell

    IRN SPM01147

    • CF11 Money Laundering Reporting (31 Oct 2011 to 19 Nov 2013)
  • Stuart Bush

    IRN SXB00818

    • [FCA CF] Functions requiring qualifications (18 Dec 2021 to 23 Apr 2025)
  • Teuta Bakalli

    IRN TXB01456

    • CF10a CASS Oversight function (1 Oct 2011 to 1 Apr 2012)
    • CF29 Significant management (20 Dec 2010 to 11 Apr 2012)
  • Thomas James Lloyd

    IRN TJL01123

    • [FCA CF] Significant management (since 5 Oct 2022)
    • [FCA CF] Material risk taker (since 5 Oct 2022)
  • Thomas Mark Rampulla

    IRN TMR01039

    • CF3 Chief Executive (9 Apr 2009 to 11 May 2015)
    • CF1 Director (9 Apr 2009 to 11 May 2015)
  • Thomas Merz

    IRN TXM02143

    • CF29 Significant management (30 Aug 2017 to 8 Dec 2019)
  • Thomas William Jobe Philpot

    IRN TXP00089

    • [FCA CF] Functions requiring qualifications (15 Jan 2021 to 10 Nov 2021)
  • Vernita Exum

    IRN VXE01071

    • [FCA CF] Material risk taker (12 Mar 2021 to 19 Mar 2021)
  • Victoria Louise O'Keefe

    IRN VXO00008

    • [FCA CF] Manager of certification employee (15 Jan 2021 to 1 Jun 2021)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.