Stephen Paul Mitchell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Gen II Fund Services (UK) Limited
FRN 146801
- SMF16 Compliance Oversight (since 9 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Jan 2023 to 1 Oct 2025)
Gen II Management Company (UK) Limited
FRN 438890
- SMF16 Compliance Oversight (since 9 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Jan 2023 to 1 Oct 2025)
Railway Pension Investments Limited (no longer approved here)
FRN 471281
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Mar 2022)
- CF10 Compliance Oversight (12 Apr 2017 to 8 Dec 2019)
VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)
FRN 527839
- CF11 Money Laundering Reporting (2 Nov 2011 to 19 Nov 2013)
VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)
FRN 494699
- CF11 Money Laundering Reporting (31 Oct 2011 to 19 Nov 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.