Vernita Exum

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Material risk taker (12 Mar 2021 to 19 Mar 2021)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Significant management (12 Mar 2021 to 19 Mar 2021)
    • [FCA CF] Material risk taker (12 Mar 2021 to 19 Mar 2021)
    • [FCA CF] Algorithmic trading (12 Mar 2021 to 19 Mar 2021)
    • [FCA CF] Client dealing (12 Mar 2021 to 19 Mar 2021)
    • [FCA CF] Manager of certification employee (12 Mar 2021 to 19 Mar 2021)
    • CF29 Significant management (4 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (4 Sep 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.