Sharon McDiarmid

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Domestic & General Insurance Plc
FRN 202111
- SMF16 Compliance Oversight (since 22 Nov 2024)
- SMF4 Chief Risk (since 22 Nov 2024)
VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)
FRN 494699
- [FCA CF] Material risk taker (28 Jan 2021 to 28 Jun 2024)
- [FCA CF] Significant management (28 Jan 2021 to 28 Jun 2024)
- [FCA CF] Manager of certification employee (28 Jan 2021 to 28 Jun 2024)
VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)
FRN 527839
- SMF4 Chief Risk (21 Sep 2020 to 1 Jul 2024)
OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)
FRN 171748
- SMF16 Compliance Oversight (9 Dec 2019 to 20 Feb 2020)
- CF10 Compliance Oversight (12 Nov 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.