Sarang Kulkarni

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- [FCA CF] Material risk taker (since 23 Dec 2020)
VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- [FCA CF] Client dealing (since 23 Dec 2020)
- [FCA CF] Material risk taker (since 23 Dec 2020)
- [FCA CF] Manager of certification employee (since 23 Dec 2020)
- CF30 Customer (2 Nov 2015 to 8 Dec 2019)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (4 Apr 2008 to 8 Jun 2015)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (4 Apr 2008 to 8 Jun 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.