UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Dhruv Kochhar

  IRN DXK00110

  • [FCA CF] Client dealing (5 Mar 2021 to 6 Mar 2021)
  • [FCA CF] Manager of certification employee (5 Mar 2021 to 5 Jul 2022)
• Edoardo Rulli

  IRN EXR01104

  • SMF18 Other Overall Responsibility (since 10 Mar 2025)
• Edward Azzopardi

  IRN EXA00006

  • [FCA CF] Client dealing (since 25 Sep 2020)
• Edward Brown

  IRN EXB01528

  • CF30 Customer (26 Feb 2015 to 2 Jul 2019)
• Edward Declan Cronin

  IRN EDC01027

  • CF10a CASS Oversight function (21 Mar 2016 to 10 Jun 2016)
• Elisabeth Mary Gladys Clark

  IRN EMC01077

  • CF30 Customer (10 Jun 2014 to 7 Jul 2017)
• Elliot James Bennett

  IRN EJB01073

  • CF1 Director (12 Nov 2014 to 16 Sep 2016)
  • CF28 Systems and controls (12 Nov 2014 to 23 Sep 2016)
• Emma Brown

  IRN ELB01081

  • [FCA CF] Material risk taker (27 Nov 2024 to 30 Jun 2025)
• Emma Mary Phillips

  IRN EMP01030

  • [FCA CF] Client dealing (26 Aug 2021 to 14 Jan 2026)
• Eoin Bastible

  IRN EXB01449

  • [FCA CF] Client dealing (26 Aug 2020 to 28 May 2021)
  • CF30 Customer (13 Feb 2015 to 8 Dec 2019)

No changes recorded yet.