Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management Funds Ltd
FRN 141661
- SMF18 Other Overall Responsibility (since 10 Mar 2025)
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UBS Asset Management (UK) Ltd
FRN 119319
- SMF18 Other Overall Responsibility (since 9 Dec 2019)
- CF29 Significant management (7 Nov 2019 to 8 Dec 2019)
- CF30 Customer (17 Sep 2018 to 8 Dec 2019)
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- CF30 Customer (14 Oct 2009 to 31 Jul 2016)
- CF4 Partner (14 Oct 2009 to 31 Jul 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.