Falcon Money Management LLP

• Principal Place of Business

  9th Floor

  33, Cavendish Square

  London

  W1G 0PW

  UNITED KINGDOM

  Phone

  +4402070744900

  Web

  https://www.falconmoneymanagement.com

• Complaints Contact

  9th Floor

  33 Cavendish Square

  London

  W1G 0PW

  UNITED KINGDOM

  Phone

  +4402070744900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Falcon Money Management UK Limited

  IRN XXF01040

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (14 Oct 2009 to 8 Dec 2019)
• Antonello Russo

  IRN AXR01428

  • CF30 Customer (14 Oct 2009 to 28 Feb 2014)
  • CF4 Partner (14 Oct 2009 to 28 Feb 2014)
• Edoardo Rulli

  IRN EXR01104

  • CF4 Partner (14 Oct 2009 to 31 Jul 2016)
  • CF30 Customer (14 Oct 2009 to 31 Jul 2016)
• Ermenegildo Schettino

  IRN EXS01246

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Jan 2022)
  • [FCA CF] Material risk taker (9 Dec 2020 to 31 Jan 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Jan 2022)
  • CF4 Partner (14 Oct 2009 to 8 Dec 2019)
  • CF30 Customer (14 Oct 2009 to 8 Dec 2019)
• Frank Glennon

  IRN FXG01251

  • CF30 Customer (1 Mar 2014 to 2 May 2014)
• Frederic Bach

  IRN FXB01246

  • CF30 Customer (14 Oct 2009 to 1 Sep 2015)
  • CF4 Partner (14 Oct 2009 to 1 Sep 2015)
• Jean-Christophe Boucton

  IRN JXB00597

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
• John Joyce

  IRN JXJ00110

  • [FCA CF] Material risk taker (9 Dec 2020 to 22 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 22 Oct 2024)
• Marie-Victoire Isabelle Diane Henin

  IRN MIH01037

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Oct 2024)
  • CF30 Customer (15 Feb 2017 to 8 Dec 2019)
• Michael Perotti

  IRN MXP01226

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (21 Jul 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Jul 2014 to 8 Dec 2019)
  • CF4 Partner (14 Oct 2009 to 8 Dec 2019)
  • CF3 Chief Executive (14 Oct 2009 to 8 Dec 2019)
  • CF30 Customer (14 Oct 2009 to 8 Dec 2019)

No changes recorded yet.