Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • [FCA CF] Manager of certification employee (9 Jun 2025 to 5 Dec 2025)
  • Falcon Money Management LLP (no longer approved here)

    FRN 497164

    • [FCA CF] Material risk taker (9 Dec 2020 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 31 Jan 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (14 Oct 2009 to 8 Dec 2019)
    • CF4 Partner (14 Oct 2009 to 8 Dec 2019)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF30 Customer (1 Nov 2007 to 19 Dec 2008)
    • CF21 Investment Adviser (29 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (29 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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