Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2020 to 31 Oct 2024)
- CF30 Customer (15 Feb 2017 to 8 Dec 2019)
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- CF30 Customer (30 Sep 2016 to 30 Nov 2016)
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- CF30 Customer (31 Mar 2009 to 15 Apr 2016)
- CF1 Director (24 Jul 2008 to 15 Apr 2016)
- CF11 Money Laundering Reporting (24 Jul 2008 to 1 Jul 2011)
- CF10 Compliance Oversight (24 Jul 2008 to 1 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.