Quadra Capital Partners LLP

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FRN: 597200
Date authorised: 17 February 2014
Companies House: OC382486
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

114 St. Martin's Lane

London

Westminster

WC2N 4BE

UNITED KINGDOM

Phone

+447557684554

Web

https://www.quadra-capital.com
Complaints Contact

114 St. Martin's Lane

London

Westminster

WC2N 4BE

UNITED KINGDOM

Phone

+447557684554

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

. Quadra Capital Ltd
IRN XXQ01019
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (17 Feb 2014 to 8 Dec 2019)
Alexis Delcroix
IRN AXD01241
- SMF27 Partner (6 Nov 2021 to 1 Nov 2024)
Bertrand Lavigne
IRN BRL01016
- CF30 Customer (2 Dec 2014 to 26 Jun 2015)
Caroline Rausch
IRN CXR01765
- CF30 Customer (4 Jan 2017 to 27 Feb 2019)
Christian Travaglini
IRN CXT00495
- [FCA CF] Client dealing (since 5 Aug 2024)
Elizabeth Ann Holstein
IRN EXH01187
- CF30 Customer (9 Jan 2018 to 27 Feb 2019)
Francois Carlotti
IRN FXC01504
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (17 Nov 2017 to 8 Dec 2019)
Guillaume Henri Touze
IRN GHT01016
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (9 May 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 May 2018 to 8 Dec 2019)
- CF4 Partner (AR) (25 May 2016 to 30 Dec 2016)
- CF4 Partner (17 Feb 2014 to 8 Dec 2019)
- CF30 Customer (17 Feb 2014 to 8 Dec 2019)
- CF3 Chief Executive (17 Feb 2014 to 8 Dec 2019)
Jean-Baptiste Mortier
IRN JXM03773
- CF4 Partner (AR) (25 May 2016 to 30 Dec 2016)
- CF30 Customer (25 May 2016 to 30 Dec 2016)
Karen Gabay
IRN KXG01105
- [FCA CF] Client dealing (17 May 2021 to 22 Oct 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

CARE Investment Partners LLP (no longer appointed)
FRN 746162 · Appointed 5 May 2016 · Until 5 Jan 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.