Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AXA INVESTMENT MANAGERS UK LIMITED
FRN 119368
- [FCA CF] Material risk taker (since 19 Jan 2024)
- [FCA CF] Client dealing (since 17 Jan 2023)
-
- CF30 Customer (1 Nov 2021 to 14 Oct 2022)
-
- Employed By (26 Sep 2021 to 14 Oct 2022)
-
- [FCA CF] Client dealing (17 May 2021 to 22 Oct 2021)
-
- [FCA CF] Client dealing (26 Feb 2021 to 15 May 2021)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
-
- CF30 Customer (7 Aug 2014 to 23 Feb 2015)
-
- CF30 Customer (29 May 2014 to 22 Jul 2014)
-
- CF21 Investment Adviser (12 Sep 2006 to 31 May 2007)
-
- CF21 Investment Adviser (12 Sep 2006 to 31 May 2007)
-
- CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.