Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (9 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 May 2018 to 8 Dec 2019)
    • CF4 Partner (AR) (25 May 2016 to 30 Dec 2016)
    • CF4 Partner (17 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (17 Feb 2014 to 8 Dec 2019)
    • CF3 Chief Executive (17 Feb 2014 to 8 Dec 2019)
  • CARE Investment Partners LLP (no longer approved here)

    FRN 746162

    • Employed By (25 May 2016 to 4 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.