Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quadra Capital Partners LLP
FRN 597200
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (9 May 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (9 May 2018 to 8 Dec 2019)
- CF4 Partner (AR) (25 May 2016 to 30 Dec 2016)
- CF4 Partner (17 Feb 2014 to 8 Dec 2019)
- CF30 Customer (17 Feb 2014 to 8 Dec 2019)
- CF3 Chief Executive (17 Feb 2014 to 8 Dec 2019)
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- Employed By (25 May 2016 to 4 Jan 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.