Michael Perotti

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Falcon Money Management LLP

    FRN 497164

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 Jul 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (14 Oct 2009 to 8 Dec 2019)
    • CF3 Chief Executive (14 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (14 Oct 2009 to 8 Dec 2019)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
    • CF21 Investment Adviser (15 Mar 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.