Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Columbia Threadneedle Management Limited
FRN 119230
- SMF2 Chief Finance (since 19 Mar 2025)
- [FCA CF] Material risk taker (since 11 Jul 2022)
- [FCA CF] Significant management (since 11 Jul 2022)
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
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Threadneedle Pensions Limited
FRN 110337
- SMF3 Executive Director (since 7 Jun 2023)
- SMF2 Chief Finance (since 27 Oct 2022)
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Threadneedle Asset Management Limited
FRN 122194
- SMF2 Chief Finance (since 27 Oct 2022)
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 11 Jul 2022)
- [FCA CF] Significant management (since 11 Jul 2022)
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Threadneedle Investment Services Limited
FRN 190437
- SMF2 Chief Finance (since 27 Oct 2022)
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 11 Jul 2022)
- [FCA CF] Significant management (since 11 Jul 2022)
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Threadneedle Portfolio Services Limited
FRN 119174
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 11 Jul 2022)
- [FCA CF] Significant management (since 11 Jul 2022)
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Columbia Threadneedle REP AM Limited
FRN 119283
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 11 Jul 2022)
- [FCA CF] Significant management (since 11 Jul 2022)
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- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 11 Jul 2022)
- [FCA CF] Significant management (since 11 Jul 2022)
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Pyrford International Limited
FRN 122137
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 11 Jul 2022)
- [FCA CF] Significant management (since 11 Jul 2022)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 11 Jul 2022)
- [FCA CF] Significant management (since 11 Jul 2022)
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- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Material risk taker (since 11 Jul 2022)
- [FCA CF] Significant management (since 11 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
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