Elliot James Bennett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THAMES RIVER CAPITAL LLP

    FRN 426349

    • [FCA CF] Significant management (since 11 Jul 2022)
    • [FCA CF] Manager of certification employee (since 11 Jul 2022)
    • [FCA CF] Material risk taker (since 11 Jul 2022)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • SIMF2 Chief Finance Function (7 Mar 2016 to 23 Sep 2016)
    • CF28 Systems and controls (12 Nov 2014 to 6 Mar 2016)
    • CF1 Director (12 Nov 2014 to 6 Mar 2016)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF1 Director (12 Nov 2014 to 16 Sep 2016)
    • CF28 Systems and controls (12 Nov 2014 to 23 Sep 2016)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF1 Director (12 Nov 2014 to 16 Sep 2016)
    • CF28 Systems and controls (12 Nov 2014 to 23 Sep 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (20 May 2004 to 18 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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