Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 15 Apr 2026)
    • [FCA CF] Manager of certification employee (since 30 Jun 2025)
    • [FCA CF] Client dealing (since 13 Nov 2023)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (26 Aug 2020 to 28 May 2021)
    • CF30 Customer (13 Feb 2015 to 8 Dec 2019)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Client dealing (26 Aug 2020 to 28 May 2021)
    • CF30 Customer (13 Feb 2015 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (19 May 2011 to 30 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.