UBS Asset Management Funds Ltd

• Principal Place of Business

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com

• Complaints Contact

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Andrew Montague Morris

  IRN AMM01186

  • [FCA CF] Client dealing (11 Jul 2023 to 11 Dec 2024)
  • [FCA CF] Manager of certification employee (12 Jul 2022 to 11 Dec 2024)
  • [FCA CF] Material risk taker (22 Jun 2022 to 11 Dec 2024)
• Anthony Graeme Shayle

  IRN AGS01049

  • CF30 Customer (2 Jul 2014 to 8 Dec 2019)
• Anthony Leonard

  IRN AXL00268

  • [FCA CF] Manager of certification employee (13 Jan 2025 to 7 Apr 2026)
• Antony Laurence Sander

  IRN ALS01107

  • [FCA CF] Client dealing (since 20 Aug 2020)
  • CF30 Customer (5 Jun 2014 to 8 Dec 2019)
• Arpad Cseh

  IRN AXC03204

  • [FCA CF] Client dealing (since 27 Aug 2020)
  • CF30 Customer (15 Nov 2016 to 8 Dec 2019)
• Asher Nicholas Garnett

  IRN ANG01061

  • CF30 Customer (19 Jul 2016 to 28 Jun 2019)
• Barry Francis Channon

  IRN BFC01007

  • CF30 Customer (1 Nov 2007 to 31 Oct 2018)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Benjamin Rupert Louis Clark

  IRN BXC00223

  • [FCA CF] Manager of certification employee (since 15 Apr 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2021 to 26 Nov 2024)
• Brian Joseph Sheahan

  IRN BXS00238

  • SMF16 Compliance Oversight (since 28 Jan 2025)
• Bronte Louise Somes

  IRN BLS01008

  • [FCA CF] Client dealing (27 Aug 2020 to 17 Aug 2023)
  • [FCA CF] Material risk taker (27 Aug 2020 to 17 Aug 2023)
  • [FCA CF] Manager of certification employee (27 Aug 2020 to 17 Aug 2023)
  • CF30 Customer (24 Jun 2016 to 8 Dec 2019)

No changes recorded yet.