Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management Funds Ltd
FRN 141661
- [FCA CF] Manager of certification employee (since 15 Apr 2026)
- [FCA CF] Manager of certification employee (9 Dec 2021 to 26 Nov 2024)
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UBS Asset Management (UK) Ltd
FRN 119319
- [FCA CF] Manager of certification employee (since 14 Jan 2026)
- [FCA CF] Manager of certification employee (9 Dec 2021 to 26 Nov 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.