Andrew Montague Morris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (11 Jul 2023 to 11 Dec 2024)
    • [FCA CF] Manager of certification employee (12 Jul 2022 to 11 Dec 2024)
    • [FCA CF] Material risk taker (22 Jun 2022 to 11 Dec 2024)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Client dealing (11 Jul 2023 to 11 Dec 2024)
    • [FCA CF] Manager of certification employee (12 Jul 2022 to 11 Dec 2024)
    • [FCA CF] Material risk taker (22 Jun 2022 to 11 Dec 2024)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF30 Customer (4 Feb 2016 to 24 Mar 2017)
    • CF21 Investment Adviser (26 Feb 2007 to 29 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (10 Jan 2006 to 24 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.