Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF30 Customer (2 Jul 2014 to 8 Dec 2019)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF29 Significant management (30 Jul 2009 to 5 Nov 2010)
    • CF30 Customer (30 Jul 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (30 Jul 2009 to 22 Sep 2014)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF27 Investment Management (1 Dec 2001 to 5 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.