Date authorised
13 August 2014
Companies House
OC369415
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchange Building
    St. Johns Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415
  • Complaints Contact

    Exchange Building
    St. Johns Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samantha Dawn Butlin

    IRN SDK01017

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (30 Mar 2021 to 6 Dec 2023)
    • CF30 Customer (13 Aug 2014 to 8 Dec 2019)
    • CF29 Significant management (13 Aug 2014 to 8 Dec 2019)
  • Sara Kirdar

    IRN SXK00651

    • [FCA CF] Significant management (since 1 Jun 2023)
    • [FCA CF] Material risk taker (since 1 Jun 2023)
  • Sarah Elizabeth Noone

    IRN SEN01020

    • CF4 Partner (13 Aug 2014 to 24 Jul 2017)
  • Sharon Lee

    IRN SXL00155

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] CASS oversight function (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Stephen Robert Ratliffe

    IRN SRR01046

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • CF29 Significant management (13 Aug 2014 to 8 Dec 2019)
  • Stephen Ronald Mugford

    IRN SRM01100

    • CF4 Partner (13 Aug 2014 to 24 Jul 2017)
    • CF28 Systems and controls (13 Aug 2014 to 8 Dec 2019)
    • CF10a CASS Oversight function (13 Aug 2014 to 8 Dec 2019)
  • Steven Richards

    IRN SAR01058

    • [FCA CF] Material risk taker (since 2 Jun 2023)
    • [FCA CF] Significant management (since 2 Jun 2023)
  • Susannah Alderton

    IRN SXA00793

    • [FCA CF] Significant management (since 1 Jun 2023)
    • [FCA CF] Material risk taker (since 1 Jun 2023)
  • Teodora Ivanova Lajeva

    IRN TXL00038

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2025)
    • SMF16 Compliance Oversight (since 10 Mar 2025)
  • Vincent Robert Smith

    IRN VRS01003

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.