Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Megan Sweeney

  IRN MXS00277

  • [FCA CF] Client dealing (since 14 Sep 2020)
• Michael Inkpen

  IRN MXI00185

  • [FCA CF] Client dealing (since 28 Nov 2022)
• Michael Jonathan Bayer

  IRN MJB01348

  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jun 2025)
  • CF10 Compliance Oversight (1 Jan 2014 to 8 Dec 2019)
  • CF4 Partner (19 Sep 2012 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (25 Oct 2006 to 8 Dec 2019)
  • CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
• Miles Barrington Alexander

  IRN MXA01246

  • [FCA CF] Client dealing (18 Jan 2022 to 31 Jan 2023)
• Molly Elflain

  IRN MXE00076

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2021)
• Nadine Waya

  IRN NXW00259

  • [FCA CF] Material risk taker (15 Nov 2022 to 28 Jun 2024)
• Neil Kevin Richards

  IRN NXR13714

  • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2024)
  • SMF27 Partner (9 Dec 2019 to 9 Jan 2024)
  • CF4 Partner (1 Aug 2019 to 8 Dec 2019)
• Neil Royston Ebden

  IRN NXE73588

  • SMF16 Compliance Oversight (since 4 Jul 2024)
  • [FCA CF] Material risk taker (26 Jun 2023 to 26 Jun 2025)
• Nicholas Bird

  IRN NXB00483

  • [FCA CF] Client dealing (since 22 May 2023)
• Nicholas Hamish Fair

  IRN NXF00045

  • [FCA CF] Client dealing (18 Sep 2023 to 27 Sep 2024)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.