Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 Sep 2025)
    • CF30 Customer (since 18 Sep 2025)
    • (118)Employed By (since 18 Sep 2025)
  • Triple Point Investment Management LLP (no longer approved here)

    FRN 456597

    • [FCA CF] Client dealing (18 Sep 2023 to 27 Sep 2024)
  • Triple Point Administration LLP (no longer approved here)

    FRN 618187

    • [FCA CF] Client dealing (18 Sep 2023 to 27 Sep 2024)
  • Blackfinch Investments Limited (no longer approved here)

    FRN 153860

    • [FCA CF] Material risk taker (4 Jan 2021 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.