Neil Kevin Richards

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Triple Point Investment Management LLP (no longer approved here)

    FRN 456597

    • SMF27 Partner (9 Dec 2019 to 9 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2024)
    • CF4 Partner (1 Aug 2019 to 8 Dec 2019)
  • Triple Point Administration LLP (no longer approved here)

    FRN 618187

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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