Miles Barrington Alexander

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Triple Point Investment Management LLP (no longer approved here)

    FRN 456597

    • [FCA CF] Client dealing (18 Jan 2022 to 31 Jan 2023)
  • Sustainable Development Capital LLP (no longer approved here)

    FRN 471124

    • CF30 Customer (18 May 2016 to 8 Dec 2019)
  • Ares Management Limited (no longer approved here)

    FRN 455547

    • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
    • CF11 Money Laundering Reporting (27 Nov 2006 to 19 Sep 2007)
    • CF27 Investment Management (27 Nov 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (27 Nov 2006 to 31 Oct 2007)
    • CF3 Chief Executive (27 Nov 2006 to 18 Apr 2008)
    • CF1 Director (27 Nov 2006 to 18 Apr 2008)
    • CF10 Compliance Oversight (27 Nov 2006 to 19 Sep 2007)
  • GE Vernova Financial Services Limited (no longer approved here)

    FRN 194522

    • CF21 Investment Adviser (11 Mar 2004 to 1 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.