Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Triple Point Investment Management LLP
FRN 456597
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 26 Jun 2025)
- CF10 Compliance Oversight (1 Jan 2014 to 8 Dec 2019)
- CF4 Partner (19 Sep 2012 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Oct 2006 to 8 Dec 2019)
- CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
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Triple Point Administration LLP
FRN 618187
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Dec 2019)
- CF10 Compliance Oversight (3 Jul 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Jul 2014 to 8 Dec 2019)
- CF4 Partner (3 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.