Triple Point Investment Management LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicola Byatt

  IRN NXB00509

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 24 Sep 2025)
  • [FCA CF] Client dealing (7 Aug 2023 to 24 Sep 2025)
• Patrick Chiu

  IRN PXC00611

  • [FCA CF] CASS oversight function (since 4 Jun 2024)
  • [FCA CF] Material risk taker (4 Jun 2024 to 14 Apr 2025)
• Patrick Joseph Martin Marshall

  IRN PXM00244

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2025)
• Paul Alexander Dolyniuk

  IRN PXD00415

  • [FCA CF] Client dealing (2 Apr 2024 to 14 Apr 2025)
• Paul Clarke

  IRN PXC00395

  • [FCA CF] Client dealing (18 Jan 2022 to 10 Oct 2022)
• Peter William Hargreaves

  IRN PWH01076

  • CF30 Customer (1 Nov 2007 to 30 Apr 2018)
  • CF10 Compliance Oversight (25 Oct 2006 to 1 Jan 2014)
  • CF27 Investment Management (25 Oct 2006 to 31 Oct 2007)
  • CF4 Partner (25 Oct 2006 to 30 Apr 2018)
• Philip Bird

  IRN PXB72462

  • [FCA CF] Client dealing (4 Mar 2024 to 14 Apr 2025)
• Rachel Nicole Perini

  IRN RNH01045

  • [FCA CF] Client dealing (since 28 Feb 2025)
• Ralph Weichelt

  IRN RXW01688

  • [FCA CF] Material risk taker (17 Aug 2021 to 31 Jan 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
• Raza Mohammed Ali

  IRN RXA00083

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)

• Advancr Limited (no longer appointed)

  FRN 736742 · Appointed 15 Feb 2016 · Until 11 Jan 2022

No changes recorded yet.